Monday

Meritocracy & Social Class

Two articles from The Economist, one a 2004 piece entitled "Ever Higher Society, Ever Harder to Ascend" and the other a 2005 piece called "Middle of the Class", lay out some of the data available on social mobility and education in America. Below are a series of relevant quotes pulled from both articles:

A Gleam of Apparent Good News

Americans' average salaries have risen over the past 30 years, though admittedly not by much. A far smaller share of the population lives in poverty now than in the supposedly golden age of equality in the 1950s (12% compared with 22%). Moreover, a surge of immigrants on minimum wages tends to bring down the average: home-grown Americans are probably better off than the figures suggest. The rich have not got richer at the expense of the poor. The rising tide has lifted dinghies as well as yachts.

On a Widening Gap Between Rich and Poor
  • Between 1979 and 2000 the real income of households in the lowest fifth (the bottom 20% of earners) grew by 6.4%, while that of households in the top fifth grew by 70%.
  • The family income of the top 1% grew by 184%—and that of the top 0.1% or 0.01% grew even faster.
  • Back in 1979 the average income of the top 1% was 133 times that of the bottom 20%; by 2000 the income of the top 1% had risen to 189 times that of the bottom fifth.
  • In 2001 the top 1% of households earned 20% of all income and held 33.4% of all net worth. Not since pre-Depression days has the top 1% taken such a big whack.

On Social Mobility, or Lack thereof
Take the study carried out by Thomas Hertz, an economist at American University in Washington, DC, who studied a representative sample of 6,273 American families (both black and white) over 32 years or two generations.

  • 42% of those born into the poorest fifth ended up where they started—at the bottom. Another 24% moved up slightly to the next-to-bottom group. Only 6% made it to the top fifth.
  • On the other hand, 37% of those born into the top fifth remained there, whereas barely 7% of those born into the top 20% ended up in the bottom fifth. A person born into the top fifth is over five times as likely to end up at the top as a person born into the bottom fifth.
  • There is also growing evidence that America is less socially mobile than many other rich countries.

Results from other studies/research:

  • The years from 1880 to 1960 were a period of great corporate behemoths. These produced a new class of Americans—professional managers. They built elaborate internal hierarchies, and also accepted their responsibilities to both their workers and their local communities. But since the 1970s the pressure of competition has forced these behemoths to become much leaner—to reduce their layers, contract out some activities, and shift from full-time to part-time employees. It has became harder for people to start at the bottom and rise up the company hierarchy by dint of hard work and self-improvement. And it has also become harder for managers to keep their jobs in a single company.
  • If you are among the poorest 5% of the population, your chances
    of achieving an average income are only one in six. If you are among the poorest 1%, they become very dim indeed.

The Role of Schools

  • Over the past 25 years, globalisation has increased rewards for intellectual skills, pushing up the value of a degree. The income gap between college graduates and those without university degrees doubled between 1979 and 1997.
  • The education system is increasingly stratified by social class, and poor children have a double disadvantage. They attend schools with fewer resources than those of their richer contemporaries (school finances are largely determined by local property taxes). And they have to deal with the legacy of what Michael Barone, a conservative commentator, has labelled “soft America”. Soft America is allergic to introducing accountability and measurement in education, particularly if it takes the form of merit pay for successful teachers or rewards for outstanding pupils.
  • Three-quarters of the students at the country's top 146 colleges come from the richest socioeconomic fourth, compared with just 3% who come from the poorest fourth (the median family income at Harvard, for example, is $150,000). This means that, at an elite university, you are 25 times as likely to run into a rich student as a poor one.
  • In most Ivy League institutions, the eight supposedly most select universities of the north-east, “legacies” make up between 10% and 15% of every class. At Harvard they are over three times more likely to be admitted than others. The students in America's places of higher education are increasingly becoming an oligarchy tempered by racial preferences.
  • The budget squeeze on states in 2001-04 forced them to increase fees at state colleges, traditionally the places where the children of less wealthy parents went. Those children also face increasing competition from richer kids squeezed out of the Ivy League. As a result, a student from the top income quarter is six times more likely to get a BA than someone from the bottom quarter.
  • College graduates tend to marry college graduates. Both go out to work, so in the households of the most educated the returns to a university education are doubled. College-educated women are also postponing children for the sake of their careers. On average, they have their first child at 30, five years later than in the 1970s and eight years later than their contemporaries who have not been to college. At the bottom of the heap, you see the opposite: women have children younger, often out of wedlock and without a job.

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"Colleges: An Endangered Species?"

Andrew Delbanco's 2-part 2005 essay in The New York Review of Books takes stock of the purpose of higher education.

Delbanco considers it a recent trend that colleges offer unprecedented freedoms to students (social freedoms and freedom from prescribed core curricula) in order to attract them in such a competitive student marketplace. He discusses that trend in light of a historically moral purpose for higher education and, he believes, increased cheating and segregation along class and racial lines on American campuses.

(All text below, save my subject headings, is quoted directly from the essay.)

Historical Trends

College Attendance:

  • At the turn of the century fewer than a quarter-million Americans, or about 2 percent of the population between eighteen and twenty-four, attended college.
  • By the end of World War II, that figure had risen to over two million.
  • In 1975, it stood at nearly ten million, or one third of the young adult population.
  • Today, the United States leads the world by a considerable margin in the percentage of citizens (27 percent or 79 million) who are college graduates.

Role of Higher Education:

  • The antebellum college was typically an arm of the local church—an academy for ministers, missionaries, and, more generally, literate Christians—that remained true to the purpose of the oldest American college, Harvard, which had been founded in dread "lest the churches of New England be left with an illiterate ministry...when our present ministers shall lie in the dust."
  • By the mid-nineteenth century, the need for expert training in up-to-date agricultural and industrial methods was becoming an urgent matter in the expanding nation, and, with the 1862 Morrill Act, Congress provided federal land grants to the loyal states (30,000 acres for each of its senators and representatives) for the purpose of establishing colleges "where the leading object shall be, without excluding other scientific or classical studies, to teach such branches of learning as are related to agriculture and the mechanic arts." Eventually these "land-grant" colleges evolved into the system of state universities.
  • By the end of the nineteenth century, the professionalized university had absorbed schools of medicine and law that had typically begun independently, and was acquiring teacher-training schools, along with schools of engineering, business, and other professions. It was on its way to becoming the loose network of activities that Clark Kerr, president of the University of California, famously called the "multiversity." When Kerr coined that term in 1963, in The Uses of the University, he remarked on the "cruel paradox" that a "superior faculty results in an inferior concern for undergraduate teaching," and he called this paradox "one of our most pressing problems."

Increasing Competition & Threats to Universal Availability

  • In The Future of the Public University in America: Beyond the Crossroads, former University of Michigan president James Duderstadt points out that private universities now enjoy what are, in effect, large public subsidies that, unlike the legislative appropriations on which public universities depend, are dispensed out of sight of the public eye. "When the investment corporations created by many private universities to manage their endowments make profits on a business venture," Duderstadt writes, "that profit is tax-exempt, and, in effect, the forgone tax revenue must be replaced by tax dollars paid by other citizens."
  • Applicants are stampeding toward early admissions programs that offer, in exchange for a promise to attend if admitted, a better chance of getting in. These programs, which now account for roughly half of all enrolled students in the Ivy League, favor candidates from private or suburban schools who have well-connected counselors (sometimes privately hired) and the financial freedom to pick a college without waiting to compare financial aid offers—and the colleges know it.
  • In today's educational landscape, barely one sixth of all college students fit the traditional profile of full-time residential students between the ages of eighteen and twenty-two. One third of American undergraduates now work full-time, and more than half attend college part-time, typically majoring in subjects with immediate utility, such as accounting or computing.
A Socially-Uniting, Morally-Sound Core Curriculum (in Danger)
  • The incursion of market values into the putatively pure academic world has been the subject of a host of recent books, all of which point in one way or another to the marginalization of undergraduate teaching.
  • One suspects that behind the commitment to student freedom is a certain institutional pusillanimity—a fear that to compel students to read, say, the major political and moral philosophers would be to risk a decline in applications, or a reduction in graduation rates (one of the statistics that counts in the US News and World Report college rankings closely watched by administrators). Nor, with a few exceptions, is there the slightest pressure from faculty, since there is no consensus among the teachers about what should be taught.
  • Peter Gomes . . . in his essay "Affirmation and Adaptation: Values and the Elite Residential College," he seems to say that universities have refused once and for all any responsibility for the moral education of undergraduates, but that perhaps it is not too late (it may even be timely) for small colleges to do something about it. "
  • In our "postmodern" moment, we no longer have any consensus about what culture is or should be, yet the need for cultured authority has become more urgent. Perhaps the most remarkable sentence in all of these books—as remarkable for the fact that it appears in a footnote as for the fact that it is patently true—occurs in Bok's Universities in the Marketplace: "Arts and Sciences faculties," Bok tells us, "currently display scant interest in preparing undergraduates to be democratic citizens, a task once regarded as the principal purpose of a liberal education and one urgently needed at this moment in the United States." It is not hard to imagine what other purpose the faculties have in mind. Preparation for well-paying jobs seems high among them even if that goal is not explicitly stated. So does introduction to various academic disciplines as they are conceived by the guilds in charge of them. Any larger sense of purpose seems absent and there are few signs that anyone is concerned about it.
  • As my former colleague the literary scholar Arnold Rampersad (now at Stanford) remarked a few years ago at the seventy-fifth anniversary of the Columbia Core Curriculum, the Core is like the interstate highway system: we are glad we have it, but we could never build it today.
  • Diversity (to be achieved not by quotas, but by considering race as one factor in admissions decisions) contributes to the purposes of liberal education, which Kronman summarizes as "expansion of the student's powers of sympathetic imagination" through appreciation of "views, moods, dispositions and experiences other than his or her own. The one place where students might be compelled to listen to one another—"to educate ourselves by knowing opposite lives," as Stover put it a long time ago—is the classroom. And yet small group education is expensive and therefore increasingly rare, and universally required courses, where students of different backgrounds cannot avoid each other, are almost unknown. The human proclivity to stick to one's own, especially in our age of diversity, is an argument for a shared general education, not
    against it.

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"Getting In"

Malcolm Gladwell's 10/05 New Yorker article discusses the advent of non-quantitative measures of merit in college admissions, specifically Harvard's groundbreaking use of interviews, letters of reference, and personal essays in the 1930s. According to Karabel's The Chosen, this practice was instituted to stem the influx of Jews onto campus. The measure was successful; with Harvard able to analyze the personal qualities and background of its candidates, it wasn't long before the number of Jews on campus dropped.

Despite its sordid purpose, these aspects of an applicant's file have obviously been institutionalized widely since then. And as it turns out, such a multifaceted application has been found to correlate with a much higher incidence of success later in life. (however that's measured!)

But speaking of success, Gladwell takes up the question of what exactly Harvard does to a person. Does the school make mere mortals great, or does it merely attract already-great people? The former is known as a "treatment effect", the effect that the marine corps has on its students, say. The latter is a "selection effect", as seen in modeling agencies (the agencies don't make you look 'good'; they select people who already do).

Until recently, Harvard was found to have a treatment effect on its students because, after college, those who were accepted outperformed those who were accepted to other top schools.The recent correction that Gladwell discusses is interesting: what those studies should have been comparing is the students accepted to Harvard who went to Harvard and those who were accepted but did not go. Controlling for the talent to be accepted, those students fare about the same in the real world. Harvard, then, is a school with a selection effect. Those who get in know how to succeed wherever they choose to end up.

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